Sr. Risk Associate, Controls Tester

The Risk Management Risk Office - Controls Testing Team is seeking an experienced, highly motivated Controls Assessment and Testing Specialist with a strong proven audit mind-set when it comes to testing a control. The ideal candidate will have good organizational and communication skills. A proven background in evaluation of risks and requirements compared to existing process and control coverage as well as the ability to identify gaps and solutions for gap closure. This role involves understanding of risks, requirements, controls, and corrective actions review and evaluation. In addition, the ideal candidate will be able to identify key controls, design test plans and steps for testing automated controls, and compose clear and concise grounding for findings. This will be a challenging role in a dynamic and fast-paced environment requiring ability to multi-task and prioritize assignments appropriately.

Responsibilities Include:

• Perform an analysis of risks and requirements and their association with the control

• Ability to develop and execute testing and reporting procedures

• Ability to understand and communicate complex processes and alignment to policy/regulatory requirements

• Establish and maintain good client relations during testing engagements

• Strong ability to create and deliver verbal and written communications between business partners

• Assist in the planning and execution of control assessments

• Manage to testing schedules to ensure all tasks and reporting are completed within established timeframes

• Obtain and analyze test data from multiple sources, following testing protocols and leveraging job aids as needed

• Systematically retain documents that substantiates test results

• Submit test results in the system of record

• Assist in communicating results to business areas and Risk Management Risk Office leadership as needed

Basic Qualifications:

• High School Diploma, GED or equivalent certification

• At least 2 years of experience in audit or controls testing, or requirements management

Preferred Qualifications:

• Bachelor's degree

• Ability to effectively communicate findings to stakeholders

• Deep understanding of risks and ability to communicate and evaluate the appropriateness of mitigating activities

• Experience auditing internal controls

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

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